Protecting Your Business

NEXT’s Compliance Department works to help protect our Representatives from regulatory scrutiny amid the challenges of doing business in a dynamic industry. Our Compliance professionals have one common goal — to serve and assist NEXT Representatives while nurturing an environment of independence.

Our Compliance specialists can help you with:

  • Advertising Approvals (48-72 hour turnaround on average)
  • Branch Reviews
  • Firm Element Continuing Education
  • Going Paperless
  • Licensing
  • Outside Business Activities
  • Investment Advisory Services

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